Cftc no action letter 12-42

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August undefined, 2024

WebDec 6, 2012 · On November 29, 2012, the CFTC's Division of Swap Dealer and Intermediary Oversight issued No-action Letter 12-38 granting temporary relief to fund-of-funds operators from registration with the CFTC as commodity pool operators (CPOs). The no-action relief remains in effect until the later of: WebJun 7, 2013 · extended the scope of the relief granted in CFTC Letter No. 12-42 to cover transactions in a wider range of foreign currencies – namely, specified transactions in …

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WebApr 4, 2013 · On December 5, 2012, the CFTC's Division of Market Oversight issued No-action Letter 12-41 delaying swap data reporting requirements for equity, foreign exchange (FX) and commodity swaps (Compliance Date 2 … WebNov 1, 2014 · Letter 14-126 clarified that this condition may be satisfied if: (i) a Delegating CPO or the Designated CPO appoints one or more third parties to serve as investment manager (s) of the pool; and (ii) each such third party investment manager is registered as a commodity trading advisor (“CTA”) or is exempt from such registration pursuant to the … stan subscriptions

CFTC Staff Issues No-Action Letter Regarding Compliance …

Web68 rows · Commission Regulation 23.431; No-Action 12-42: 12/04/2012: No-Action … WebAug 19, 2024 · The U.S. Commodity Futures Trading Commission’s (the “CFTC”) Division of Market Oversight recently issued CFTC Letter No. 22-09, which further extends until the earlier of August 12, 2025 or the effective date of any codifying rulemaking the relief from certain position aggregation requirements it had granted previously in CFTC Letter … WebNov 13, 2024 · The CFTC explained that the reasons for proposing to exclude BDCs from the CPO definition are the same reasons that prompted CFTC staff to grant no-action relief for BDCs in Letter 12-40 — namely, BDCs are subject to oversight by the SEC that is comparable to the regulation of registered investment companies, and BDC’s use of … stan subeck

CFTC Staff Further Extends No-Action Relief from Certain Position ...

CFTC Clarifies Relief for "Delegating CPOs" from Registration ...

Web7 hours ago · Question 12: The Commission requests comment on the extent to which DCOs, clearing members, and customers currently rely on the no-action position in CFTC Letter No. 19–17 (including the extensions of time in CFTC Letters No. 20–28, 21–29, and 22–11) to permit and/or engage in separate account treatment. WebDec 5, 2014 · CFTC Releases No-Action Letter 14-144. December 05, 2014. The letter modifies previous No-Action Letter 13-22, to expand relief for treasury affiliates entering … pervaiz rasheed video twitterWebThe CFTC Letter provides no-action relief extending until June 30, 2024 with respect to CFTC Regulation 39.13 (g) (8) (iii) under certain conditions as outlined in the letter. The … stan subscription offers

"WebJun 3, 2016 · For this exemption to apply, the fund must also: (1) not hold meetings or conduct administrative activities in the U.S.; (2) not receive, hold or invest any capital directly or indirectly... " - Cftc no action letter 12-42

Cftc no action letter 12-42

United States: CFTC Revises LIBOR Transition No-Action Letters - Mondaq

Web11 rows · Mar 30, 2024 · CFTC Staff Letters provides Letters from 2008 and later. For Letters published before 2008 visit the Letters Archivepage. Letter Number Letter … WebDec 21, 2012 · Pursuant to CFTC Letter No. 12-52, the CFTC’s Division of Swap Dealer and Intermediary Oversight (DSIO) granted no-action relief to certain SDs and SD CCOs from the annual report filing requirement for the fiscal year ending on December 31, 2012.

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WebBoth divisions provided no-action letters in response to ARRC’s letter. In formulating this revised letter, DCR considered a new July 20, 2024 letter, the November 5, ... U.S. COMMODITY FUTURES TRADING COMMISSION Three Lafayette Centre 1155 21st Street, NW, Washington, DC 20581 ... 12 In 2024, ARRC released an ... WebJan 31, 2024 · CFTC Staff Issues No-Action Letter Regarding Compliance Date for 2024 Amendments to Swap Data Reporting Rules. January 31, 2024. Washington, D.C. — …

WebMar 3, 2024 · In the 2014 no-action letter, the CFTC set out a series of requirements for Victoria to abide by to open the exchange, which school officials proposed operating for research purposes. The... WebFirst, following similar relief by U.S. Prudential Regulators, 4 the CFTC issued an interim final rule allowing UK swap dealers to treat as legacy swaps certain uncleared swaps executed before the relevant compliance dates under the CFTC’s margin rules. 5 Second, the CFTC issued a no-action letter extending existing regulatory relief available to …

WebDec 21, 2012 · In CFTC Letter No. 12-53, subject to specific criteria, DMO issued time-limited, no-action relief from Parts 43 and 45 for swap dealers entering into agreements … WebDec 7, 2024 · The ARRC CFTC No-Action Relief Extension Request was formally filled by the ARRC with the CFTC on Dec 02. This letter requests an extension from December 31, 2024 to June 30, 2024 for relief previously granted by the CFTC on August 31, 2024, to the extent such relief was time-limited to December 31, 2024.

WebA no-action letter represents the position only of the Division that issued it, or the Office of the General Counsel if issued thereby. A no-action letter binds only the issuing Division …

WebJan 30, 2014 · On January 16, 2014 the CFTC issued its first trade execution mandate in response to a MAT determination submitted by Javelin SEF, LLC (Javelin) for certain IRS that must be executed on a CFTC-registered SEF or DCM as of February 21, 2014 (see IRS That Must Be Exchange Traded As of February 15, 2014 and Legal Update, Mandatory … stan swamy upscWebDec 5, 2015 · November 16, 2012: The FXC and FMLG -- Request for Interpretive Relief Regarding Obligation to Provide Pre-Trade Mid-Market Quote CFTC No-Action Letter … stan substance flow analysis softwareWebU.S. COMMODITY FUTURES TRADING COMMISSION Three Lafayette Centre 1155 21st Street, NW, Washington, DC 20581 Telephone: (202) 418-6700 -5547 [email protected] … pervasive actianWeb2 CFTC Letter No. 12-17, Staff Interpretations and No-Action Relief Regarding ECP Status: Swap Guarantee Arrangements; Jointly and Severally Liable Counterparties; Amounts Invested on a Discretionary Basis; and “Anticipatory ECPs.” NEW YORK Byungkwon Lim 212-909-6571 [email protected] Emilie T. Hsu 212-909-6884 … pervases the yakshaWebAug 19, 2024 · The U.S. Commodity Futures Trading Commission’s (the “CFTC”) Division of Market Oversight recently issued CFTC Letter No. 22-09, which further … stan subscriber numbersWeb1 day ago · 6400 S. Fiddlers Green Circle,Suite 1400 (844) 762-7723 Greenwood Village, Colorado 80111 (Address, including zip code, of (Telephone number, including area code) registrant's principal executive ... stan summers box elder countyWeb7 hours ago · On September 15, 2024, MPD and DCR published CFTC Letter No. 22–11, which further extended the no-action position until the earlier of September 30, 2024 or … stanswat.com